Corporate Governance

Press Releases

Testimony and Comments


Press Releases

  • Consumer's Guide to the Financial Regulatory Reform Conference Committee Shows How Americans Will Benefit from Key Provisions, 06/14/10. (PDF)
  • Consumers' Guide to Senate Banking Markup, 3/22/10. (PDF)
  • CFA Survey: Americans Want Consumer Agency for Financial Products and Services, 09/09/09. (PDF)
  • Statement of CFA Director of Investor Protection Barbara Roper in Response to SEC Roadmap to Move to International Accounting Standards, 08/27/08. (PDF)
  • Consumer Groups Charge Audit Firm with Undermining Key Auditor Independence Reform, Urge SEC to Investigate, 06/11/03. (Read More)
  • CFA Analysis of SEC Implementation of Audit Reforms, 01/29/03. (PDF)
  • Public Interest Groups Call on SEC to Create Audit Board that Represents Investors And The Public, Not Accountants, 08/09/02. (PDF)
  • While Markets Plunge, Special Interest Groups Seek to Weaken Corporate Reform Legislation in Closed-Door Negotiations, 07/22/02. (Read More)
  • Landmark Corporate Reform Bill Heads Toward Passage in Senate, 07/15/02. (Read More)

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Testimony and Comments

  • CFA Opposes Tester and Thume Amendments to the STOCK Act, 02/01/12. (PDF)
  • Comments to PCAOB regarding Concept Release on Auditor Independence and Audit Firm Rotation, 12/14/11. (PDF)
  • Statement of Barbara Roper to Senate Banking Committee on Spurring Job Growth Through Capitol Formation, 12/1/11. (PDF)
  • CFA Letter to the House Financial Services Committee Opposing the SEC Regulatory Accountability Act (HR 2308), 11/14/11. (PDF)
  • Protect Investors from Accounting Fraud: Oppose Exemptions to Sarbanes-Oxley, 06/15/10. (PDF)
  • CFA Outlines Investor Protection Title Priorities for Congressional Conference Committee, 06/14/10. (PDF)
  • CFA Guide to Amendments to Restoring American Financial Stability Act (S.3217), 05/12/10. (PDF)
  • CFA Opposes Sox 404 Amendment, 11/3/09. (PDF)
  • CFA Opposes Advisory Committee Recommendations to Weaken Financial Reporting Requirements, 04/14/08. (PDF)
  • CFA Urges PCAOB to Withdraw Full Reliance Proposal, 03/04/08. (PDF)
  • Letter to SEC Chairman Cox Criticizing Complexity Committee Recommendations, 01/16/08. (PDF)
  • CFA Letter to SEC Challenging Lack of Attention to Investor Concerns in SOX 404 Meeting, 04/04/07. (PDF)
  • Consumer Group Letter to SEC Opposing Proposed Guidance on Internal Control over Financial Reporting, 02/27/07. (PDF)
  • Consumer Group Letter to PCAOB Opposing Rewrite of Internal Control Audit Standard, 02/26/07. (PDF)
  • Consumer Group Letter to SEC Charging Ernst & Young with Undermining Key Auditor Independence Reform, 06/11/03. (PDF)
  • Consumer Groups Urge SEC to Investigate Preapproval Processes for Non-audit Services, 06/05/03. (PDF)
  • Group Letter in Support of SEC Rule Requiring Mutual Funds to Disclose How They Vote Proxies Relating to Their Portfolio Securities, 03/06/03. (PDF)
  • Strengthening the Commission's Requirements Regarding Auditor Independence, 01/13/03. (PDF)
  • Consumer Groups Call on Audit Reform Conferees to Reject Special Interest Amendments, 07/22/02. (PDF)

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